Infinitum Financial Advisory Pte Ltd – Executive, Risk Management & Compliance

Key Responsibilities:

• Support periodic batch client uploads and perform ad-hoc name screening reviews via the Dow Jones system to meet applicable Anti Money Laundering (“AML”) and Countering the Financing of Terrorism (“CFT”) requirements.
• Provide 1st level assessments from a Fit and Proper perspective in accordance to MAS Guidelines on an ongoing basis; provide appropriate solutions and escalate to senior compliance officers to facilitate representatives’ onboarding process.
• Assist senior compliance officers to perform assessment in accordance to the Balanced Scorecard (“BSC”) framework requirements and ensure these are carried out promptly and objectively.
• Update and track internal registers on a timely basis. (e.g. outsourcing, complaints, onboarding measures applied for representatives etc)
• Assist senior compliance officers in the execution of periodic checks stipulated under the Compliance Monitoring Program.
• Assists in the preparation of updates and/or reports to the Management.
• Undertake any tasks as assigned from time to time.

Qualifications:

• At least a Bachelor's degree or above.
• Having some financial advisory and/or insurance compliance knowledge will be an added advantage.
• Attentive to detail and communicative.
• Strong written and verbal communication skills with the ability to present analysis and recommendation.
• Fresh graduates are welcome to apply.
• Must be proficient in MS Office, Excel applications.

Other competencies and traits:

• Self-initiated & dynamic individual who possesses critical thinking skills to increase efficiency.
• Possess good communication (verbal and written) skills with a strong EQ.
• Detailed-oriented, has a strong analytical mind with good problem-solving skills.
• Has a self-motivated personality and a good team player.
• Adaptable to changes.