Lion Global Investors, a member of the Oversea-Chinese Banking Corporation Limited (OCBC) Group, is one of the largest asset management companies in Southeast Asia, with group assets under management of S$66.7 billion (US$49.6 billion) as at 31 March 2021.
Established since 1986, we are uniquely positioned to provide Asian equities and fixed income strategies and funds to both institutional and retail investors.
Responsibilities
• Monitoring and surveillance of investment guidelines including setting up/maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
• Reviewing and coding of investment guidelines for new and/or existing mandates
• Pre and post trade monitoring of investment guidelines and following up on breaches identified
• Scheduled reporting to clients and trustee
• Audit preparation and Compliance manual checks controls
• Preparing presentations/training deck and liaising with internal stakeholders such as Fund Managers
Requirements
- University Degree in Business/Finance/Accounting
- Proficient in Microsoft Excel
- Positive/good learning attitude
- Meticulous & self-motivated individual
- Good interpersonal skills
- Team player and able to multi task
- Can commit immediate and for a period of 6 months
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- Company:
Lion Global Investors Limited - Designation:
Intern, Investment Compliance - Profession:
Banking / Finance - Industry:
Finance - Location:
Downtown Core