Lion Global Investors Limited – Intern, Regulatory Compliance (6 Months)

Intern, Regulatory Compliance (6 months)

Job Responsibilities

• Carry out compliance reviews and monitoring to assess the effectiveness and efficiency of the controls and processes to comply with relevant regulations, company's policies and procedures, anti-money laundering and countering terrorist financing regulations and procedures
• Assist in the review and approval of marketing materials
• Assist in the review and monitoring of compliance with substantial shareholding reporting requirements
• Handle other compliance duties and ad-hoc projects as assigned

Job Requirements

• Undergraduate pursuing a degree in Business / Finance / Accountancy / Law or related fields
• Proficient in Microsoft Office Applications
• Independently motivated to deliver high quality work.
• Attention to detail, careful and able to responsibly discharge duties assigned
• Good team player
• Good writing skills and attention to details
• Good organization skills with ability to manage multiple tasks and work independently within short deadlines
• Good communication and interpersonal skills
• Fast learner who is self-motivated and an excellent team player with a “can do” attitude
• Good IT and project management skills with knowledge in programming and coding would be an added advantage
• Able to commit 6 months (full time) from January 2024

Other Information

Lion Global Investors Limited is committed to equal employment opportunity. Our employment decisions are made based on job requirements and qualifications, and regardless of age, race, gender, religion, marital status, family responsibilities, or disability.

Please refer to our Data Protection Policy Statement at Data Protection Policy | Lion Global Investors on how we may collect, use and disclose your personal information.