Lion Global Investors Limited – Intern, Regulatory Compliance and Investment Compliance (6 Months)

The selected individual will be assigned to the Regulatory Compliance and Investment Compliance team. 

Job Description

Investment Compliance

• Post trade monitoring of investment guidelines and follow up on breaches identified
• Scheduled reporting to clients and trustee
• Handle other compliance duties and ad-hoc projects as assigned

Regulatory Compliance

• Assist and carry out compliance reviews and monitoring to assess the effectiveness and efficiency of the controls and processes to comply with relevant regulations and internal Group and local framework and policies
• Assist in the review and monitoring of the compliance programme for Anti-Money Laundering and Countering Terrorist Financing legislations and procedures
• Assist in the review and monitoring of compliance with substantial shareholding reporting requirements
• Handle other compliance duties and ad-hoc projects as assigned

Job Requirements

• Undergraduate, preferably pursuing a Degree in accountancy, law or business related field
• Proficient in Microsoft Office Applications
• Independently motivated to deliver high quality work
• Attention to detail, careful and able to responsibly discharge duties assigned
• Good team player
• Good writing skills and attention to details
• Good organization skills with ability to manage multiple tasks and work independently within short deadlines
• Good communication and interpersonal skills
• Fast learner who is self-motivated and an excellent team player with a “can do” attitude
• Good IT and project management skills with knowledge in programming and coding would be an added advantage